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Standard Disclosures

Standard Disclosure

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Characteristics and Risks of Options Trading

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SEC 606/607

Futures Disclosures

Futures Customer Agreement

Exchange-Traded Options Customer Agreement

Futures Options Disclosure Statement

CFTC Rule 1.55 Risk Disclosure Statement

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© 2021 dough. All Rights Reserved | dough LLC member FINRA / SIPC/NFA

*Commission-Free means $0 commissions, other fees may apply. See fee schedule here.

Last sale, bid and ask size: all quantities are quoted in 100 lot increments.

Securities products and services are offered by dough LLC, member FINRA / SIPC. Investing in securities involves risk, including loss of principal. Past performance of a security does not guarantee future results or success. dough does not provide investment, tax, or legal advice. Information presented on dough.com, through the dough mobile application or any dough sponsored podcasts or videos should not be relied upon for tax, legal or accounting advice; you should consult your own tax, legal and accounting advisors before engaging in any financial or investment related transaction and before you make any decision concerning your investments. 

Additionally, the material presented is for informational purposes only. While certain information contained herein has been obtained from sources believed to be reliable, dough LLC has not independently verified this information. Accordingly, no representation or warranty, express or implied is made as to their accuracy, completeness or correctness, and no reliance should be placed on this information. dough LLC assumes no liability for this information.

When investing in ETFs or ETNs, investors should consider the investment objectives, risks, selling and transfer restrictions, charges and expenses before investing. A prospectus contains this and other important information about an investment company. To obtain a prospectus, contact the fund’s call center or visit the fund company’s website. Read the prospectus carefully before investing.

Options trading involves risks and are not suitable for all investors as the special risks inherent to options trading may expose investors to potentially significant loss. Options trading privileges subject to dough review and approval. Please read Characteristics and Risks of Standardized Options and other disclosures found at dough.com and in the documents section of the app before investing in options.

Margin trading involves interest charges and risks, including the potential to lose more funds than deposited or the need to deposit additional funds. Margin trading increases your buying power but also increases your level of market risk. Before using margin, customers must determine whether this type of trading strategy is right for them given their specific investment objectives, risk tolerance, experience, and financial situation. Short selling is available to eligible margin account customers based on their risk tolerance, experience, and financial situation. For more information, please see dough’s Margin Disclosure Statement and Margin Agreement in your app documents.

Futures accounts are not protected by the Securities Investor Protection Corporation (SIPC). All customer futures accounts' positions and cash balances are segregated by Apex Clearing Corporation. Futures and futures options trading is speculative and is not suitable for all investors. Please read the Futures & Exchange-Traded Options Risk Disclosure Statement prior to trading futures products.

By using the dough mobile application, you consent to our Terms and Conditions and Privacy Policy. Dough’s mobile application and brokerage services are not intended for persons of any jurisdiction where Dough is not authorized to do business or where such products and other services offered by Dough would be contrary to the securities regulations or other local laws and regulations of that jurisdiction. 

Check Dough’s background and see a list of approved jurisdictions through FINRA’s BrokerCheck. Member of SIPC, which protects dough’s securities account balances up to $500,000 (including up to  $250,000 for claims of cash and a total of securities positions including cash up to $500,000). Explanatory brochure available upon request or at www.sipc.org.